Job Title Manager - Accounting - SoX
Category Banking
Location Pune
Company Principal Global Services
Description Job description
Manager - Accounting


Location Pune

Mode - Hybrid

Shift - 1.30 PM - 10.30 PM


Role & responsibilities



Essential deliverables: the section helps understand the job ownership and accountability

Role Purpose
The SOX Process Documentation Specialist is responsible for documenting, updating, and maintaining end-to-end business and IT financial processes in line with Sarbanes-Oxley (SOX) compliance requirements. The role ensures that process narratives, risk and control matrices (RCMs), and flowcharts accurately reflect current operations and support effective internal controls over financial reporting (ICFR).

Key Responsibilities
SOX Process Documentation

Document end-to-end business processes
Prepare and maintain process narratives, flowcharts, and Risk & Control Matrices (RCMs).
Ensure documentation aligns with SOX 404 and internal control frameworks (e.g., COSO).
Identify and document key risks, control objectives, key controls, and SOX-relevant assertions (completeness, accuracy, existence, valuation, cutoff).
Control Design & Updates

Assess control design effectiveness during documentation and identify gaps or redundancies.
Update documentation for process changes due to system implementations, reorganizations, or regulatory updates.
Work closely with process owners and coordinators to validate accuracy and completeness of documentation.
Ensure documentation reflects US GAAP, company policies, and SOX standards.
Stakeholder & Audit Support

Act as a liaison between process owners, internal audit, external auditors, and SOX teams.
Support walkthroughs by explaining documented processes and controls to auditors.
Incorporate audit feedback and remediation actions into updated documentation.
Governance & Quality

Ensure documentation standards, templates, and naming conventions are followed consistently.
Maintain version control and audit trails for all SOX documentation.
Support annual SOX scoping, refresh, and certification cycles.
Work at US overlap hours in general and concurrent hours during key SOX milestones (walkthroughs, audit cycles, close periods)
Drive standardization, scalability, and documentation quality across global processes
Salary Not Disclosed
Last Date 2026-03-08 00:00:00
Apply Link Click Here